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Ballot CSC-9 – Spring 2021 Cleanup and Clarification

IPR Review Results

The review period has ended and no exclusion notices were filed.

The final documents, with the effective date being 9 September 2021, are available here.

Voting Results

Voting on Ballot CSC-9 has concluded and the ballot has passed. Below are the results:

CAs voting in favor: Actalis, Certum (Asseco), DigiCert, eMudhra, Entrust, GlobalSign, HARICA, Sectigo, SSL.com, SecureTrust

CAs opposed: None CAs abstaining: None

Certificate Consumers:

In Favor: Microsoft

Opposed: None

Abstaining: None

The Chair instructs the Vice Chair to create the guideline as voted.

Dean Coclin

CSCWG Chair

Purpose of this ballot

Cleanup and clarify requirements in the Baseline Requirement for the Issuance and Management of Publicly-Trusted Code Signing Certificates v2.3.

The following motion has been proposed by Bruce Morton, and endorsed by Ian McMillan of Microsoft and Corey Bonnell of DigiCert.

Motion begins

This ballot modifies the “Baseline Requirements for the Issuance and Management of Publicly‐Trusted Code Signing Certificates“ version 2.3 according to the following redline.

Baseline Requirements for the Issuance and Management of Code Signing Ballot CSC-9

Motion ends

The procedure for approval of this ballot is as follows:

Discussion (7 days) Start Time: 2021-07-20, 11:30 Eastern Time (US) End Time: not before 2021-07-27, 11:30 Eastern Time (US)

Vote for approval (7 days) Start Time:

Latest releases

Server Certificate Requirements
SC090: Gradually sunset all remaining email-based, phone-based, and ‘crossover’ validation methods from Sections 3.2.2.4 and 3.2.2.5 - Jan 14, 2026

Code Signing Requirements
v3.8 - Aug 5, 2024

What’s Changed CSC-25: Import EV Guidelines to CS Baseline Requirements by @dzacharo in https://github.com/cabforum/code-signing/pull/38 Full Changelog: https://github.com/cabforum/code-signing/compare/v3.7...v3.8

S/MIME Requirements
v1.0.12 - Ballot SMC014 - Oct 13, 2025

This ballot introduces requirements that a Certificate Issuer MUST deploy DNSSEC validation back to the IANA DNSSEC root trust anchor on all DNS queries associated with CAA record lookups performed by the Primary Network Perspective, effective March 15, 2026. The ballot is intended to maintain consistency in the S/MIME Baseline Requirements with the requirements of Ballot SC-085 which implemented identical requirements in the TLS Baseline Requirements. Note: SC-085 also introduced requirements in TLS Baseline Requirements for the use of DNSSEC in domain control validation. These requirements are automatically adopted in the S/MIME BR by the email domain control methods that include a normative reference to section 3.2.2.4 of the TLS Baseline Requirements. The draft also includes minor corrections to web links in the text. This ballot is proposed by Stephen Davidson (DigiCert) and endorsed by Client Wilson (Apple) and Ashish Dhiman (GlobalSign).

Network and Certificate System Security Requirements
Version 2.0.5 (Ballot NS-008) - Jul 9, 2025